Deputy Head of Compliance - Investments - Cork

Competitive
Permanent
Cork City
04 Nov 2019
BBBH745493

Morgan McKinley have been engaged by an Investment Firm in Cork to recruit a Deputy Head of Compliance to support their continued growth.

Morgan McKinley have been engaged by an Investment Firm in Cork to recruit a Deputy Head of Compliance to support their continued growth.

In this role you will act as the Head of Compliance for the MiFID entity, you will manage key relationships with the regulatory authorities and you will provide leadership to the wider Compliance team.

Responsibilities

  • Act as the Head of Compliance (PCF15) for the MiFID entity
  • Manage relationships with the regulatory authorities and ensure an excellent standard of communications
  • Provide leadership to the Compliance team and help to manage prioritisation and allocation of resources
  • Oversee the implementation of policies and procedures across the Firm and involvement in drafting and updating of relevant Compliance and AML policies
  • Involvement in regulatory horizon scanning activity, tracking forthcoming regulatory change and assessing preparedness for compliance
  • Involvement and oversight in Compliance monitoring activity
  • Reporting on Compliance matters to the Board of Directors
  • Oversee and manage annual Compliance risk assessments identifying areas requiring Compliance attention, and factor this into the annual Compliance plan

Experience

  • 8+ years working in a senior Compliance and AML role in the financial services sector
  • Experience working with MiFID regulated entities is essential
  • Extensive experience of liaising with regulatory authorities
  • Experience of people management and mentoring staff is preferable
  • Previous Central Bank approval as a PCF12 or PCF15 would be an advantage

For full information please contact David Foley on 021-2300300 or email dfoley@morganmckinley.ie

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.

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David Foley's picture
Senior Consultant | Financial Services Recruitment
Cork 021 2300437 | dfoley@morganmckinley.ie