Corporate Compliance Officer

Competitive
Permanent
Dublin City Centre
31 Oct 2019
BBBH745620

Corporate Compliance Officer

An exciting Financial Services Company are looking for a Corporate Compliance officer to join their compliance function. This is an innovative company whose purpose is to offer high-performance products solutions in Financial Services, based in Dublin City Centre.

You will be reporting to the Head of Compliance, and this will allow you to support the Corporate Compliance Team through strong knowledge of regulatory affairs giving guidance, engagement and compliance culture; with exposure in all sectors of the business.

RESPONSIBILITIES:

  • Responsible for the accountabilities provided by the Corporate Compliance function such as Annual Plans in line with the best practice and regulations (Corporate Governance, MIFID and UCITS), Audits, Regulations, policies and system update
  • Assist the Head of Compliance by supporting preparation and reports on all compliance accountabilities.
  • Track and respond to ad hoc queries, regulatory meetings, reviews from the CBI
  • Assist the preparation, reports and updates on the annual Compliance Plan
  • Responsible for the compliance and legal monitoring completions
  • Projects involvement.

REQUIREMENTS:

  • 3 - 6 years in compliance or internal audit within financial services

Morgan McKinley is acting as an Employment Agency in relation to this vacancy.

Please note that any references to salary or pay rates in this advertisement and in the salary refinement section are indicative only and should only be used as a guide.

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